16 January 1998
Source: "Implementation of the Wassenaar
Arrangement List of Dual-Use Items: Revisions to the Commerce Control List
and Reporting Under the Wassenaar Arrangement; Rule."
Supplement No. 1 to Part 774--the Commerce Control List
Category 1--Materials, Chemicals, ``Microorganisms'' & ``Toxins''
A. Systems, Equipment and Components
1A001 Components made from fluorinated compounds, as follows (see List
of Items Controlled).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: Items specially designed or modified for missiles
or for items on the U.S. Munitions List are subject to the export
licensing authority of the U.S. Department of State, Office of
Defense Trade Controls (see 22 CFR part 121.)
Related Definitions: N/A
Items: a. Seals, gaskets, sealants or fuel bladders specially
designed for ``aircraft'' or aerospace use made from more than 50%
by weight of any of the materials controlled by 1C009.b or 1C009.c;
b. Piezoelectric polymers and copolymers made from vinylidene
fluoride materials controlled by 1C009.a:
b.1. In sheet or film form; and
b.2. With a thickness exceeding 200 <greek-m>m;
c. Seals, gaskets, valve seats, bladders or diaphragms made from
fluoroelastomers containing at least one vinylether monomer,
specially designed for ``aircraft'', aerospace or missile use.
1A002 ``Composite'' structures or laminates, having any of the
following (see List of Items Controlled).
License Requirements
Reason for Control: NS, NP, AT
Control(s) Country Chart
NS applies to entire entry except NS Column 2
finished or semi-finished items
specially designed for purely civilian
applications as follows: sporting
goods, automotive industry, machine
tool industry, and medical
applications.
NP applies to 1A002.b.1 in the form of NP Column 1
tubes with an inside diameter between
75 mm and 400 mm.
AT applies to entire entry............. AT Column 1
[[Page 2466]]
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions.
License Exceptions
LVS: $1500; N/A for ``composite'' structures or laminates controlled
by 1A002.a, having an organic ``matrix'' and made from materials
controlled by 1C010.c or 1C010.d
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: (1) See also 1A202, 9A010, and 9A110. (2) This
entry does not control ``composite'' structures or laminates made
from epoxy resin impregnated carbon ``fibrous or filamentary
materials'' for the repair of aircraft structures of laminates,
provided that the size does not exceed one square meter (1
m<SUP>2</SUP>)
Related Definitions: N/A
Items: a. An organic ``matrix'' and made from materials controlled
by 1C010.c, 1C010.d or 1C010.e; or
b. A metal or carbon ``matrix'' and made from:
b.1. Carbon ``fibrous or filamentary materials'' with:
b.1.a. A ``specific modulus'' exceeding 10.15 x 10<SUP>6</SUP>
m; and
b.1.b. A ``specific tensile strength'' exceeding 17.7 x
10<SUP>4</SUP> m; or
b.2. Materials controlled by 1C010.c.
Technical Notes: (1) Specific modulus: Young's modulus in
pascals, equivalent to N/m<SUP>2</SUP> divided by specific weight in
N/m<SUP>3</SUP>, measured at a temperature of (296<plus-minus>2) K
((23<plus-minus>2) C) and a relative humidity of (50<plus-minus>5)%.
(2) Specific tensile strength: ultimate tensile strength in pascals,
equivalent to N/m<SUP>2</SUP> divided by specific weight in N/
m<SUP>3</SUP>, measured at a temperature of (296<plus-minus>2) K
((23<plus-minus>2) C) and a relative humidity of (50<plus-minus>5)%.
1A003 Manufactures of non-fluorinated polymeric substances controlled
by 1C008.a.3 in film, sheet, tape or ribbon form with either of the
following characteristics (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $200
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: This entry does not control manufactures when
coated or laminated with copper and designed for the production of
electronic printed circuit boards
Related Definitions: N/A
Items: a. With a thickness exceeding 0.254 mm; or
b. Coated or laminated with carbon, graphite, metals or magnetic
substances'
1A004 Protective and detection equipment and components, not specially
designed for military use. (These items are subject to the export
licensing authority of the U.S. Department of State, Office of Defense
Trade Controls. See 22 CFR part 121.)
1A005 Body armor, and specially designed components therefor, not
manufactured to military standards or specifications, nor to their
equivalents in performance.
License Requirements
Reason for Control: NS, UN, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
UN applies to entire entry. A license is required for items controlled
by this entry to Cuba, Libya, North Korea and Rwanda. The Commerce
Country Chart is not designed to determine licensing requirements for
this entry. See part 746 of the EAR for additional information.
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: (1) Bulletproof and bullet resistant vests (body
armor) NIJ levels III and IV, are subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls. (See 22 CFR part 121.) (2) This entry does not control
individual suits of body armor and accessories therefor, when
accompanying their users for his/her own personal protection. (3)
This entry does not control body armor designed to provide frontal
protection only from both fragment and blast from non-military
explosive devices
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1A102 Resaturated pyrolized carbon-carbon materials designed for
``missiles''. (These items are subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls. See 22 CFR part 121.)
1A202 Composite structures, other than those controlled by 1A002, in
the form of tubes with an inside diameter of between 75 mm and 400 mm
made with any of the ``fibrous or filamentary materials'' specified in
1C210.a or with carbon prepreg materials controlled by 1C210.c.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: See also 9A010 and 9A110
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1A225 Platinized catalysts specially designed or prepared for
promoting the hydrogen isotope exchange reaction between hydrogen and
water for the recovery of tritium from heavy water or for the
production of heavy water.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1A226 Specialized packings for use in separating heavy water from
ordinary water and made of phosphor bronze mesh (chemically treated to
improve wettability) and designed for use in vacuum distillation
towers.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1A227 High-density (lead glass or other) radiation shielding windows
greater than 0.09 m\2\ on cold area and with a density greater than 3
g/cm\3\ and a thickness of 100 mm or greater; and specially designed
frames therefor.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
[[Page 2467]]
List of Items Controlled
Unit: $ value
Related Controls: Nuclear equipment is also subject to the export
licensing authority of the Nuclear Regulatory Commission. (See 10
CFR part 110.)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1A290 Depleted uranium (any uranium containing less than 0.711% of the
isotope U-235) in shipments of more than 1,000 kilograms in the form of
shielding contained in X-ray units, radiographic exposure or
teletherapy devices, radioactive thermoelectric generators, or
packaging for the transportation of radioactive materials.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: (1) This entry does not control depleted uranium
in fabricated forms for use in munitions. See 22 CFR part 121 for
depleted uranium subject to the export licensing authority of the
U.S. Department of State, Office of Defense Trade Controls. (2)
Depleted uranium that is not fabricated for use in munitions or
fabricated into commodities solely to take advantage of its high
density (e.g., aircraft, ship, or other counterweights) or in the
forms listed in this entry are subject to the export licensing
authority of the Nuclear Regulatory Commission. (See 10 CFR part
110.) (3) See also 0C001
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1A984 Chemical agents, including tear gas formulation containing 1
percent or less of orthochlorobenzalmalononitrile (CS), or 1 percent or
less of chloroacetophenone (CN), except in individual containers with a
net weight of 20 grams or less; smoke bombs; non-irritant smoke flares,
canisters, grenades and charges; other pyrotechnic articles having dual
military and commercial use; and fingerprinting powders, dyes and inks.
License Requirements
Reason for Control: CC
Control(s) Country Chart
CC applies to entire entry............. CC Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
B. Test, Inspection and Production Equipment
1B001 Equipment for the production of fibers, prepregs, preforms or
``composites'' controlled by 1A002 or 1C010, and specially designed
components and accessories therefor.
License Requirements
Reason for Control: NS, MT, NP, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
MT applies to entire entry, except MT Column 1
1B001.d.4 and .f.
NP applies to filament winding machines NP Column 1
described in 1B001.a that are capable
of winding cylindrical rotors having a
diameter between 75 mm (3 in) and 400
mm (16 in) and lengths of 600 mm (24
in) or greater; and coordinating and
programming controls and precision
mandrels for these filament winding
machines.
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A for MT and for 1B001.a; $5,000 for all other items
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 1B101 and 1B201; and for accelerators and
systems containing accelerators see 3A101
Related Definitions: N/A
Items: a. Filament winding machines of which the motions for
positioning, wrapping and winding fibers are coordinated and
programmed in three or more axes, specially designed for the
manufacture of ``composite'' structures or laminates from ``fibrous
or filamentary materials'';
b. Tape-laying or tow-placement machines of which the motions
for positioning and laying tape, tows or sheets are coordinated and
programmed in two or more axes, specially designed for the
manufacture of ``composite'' airframe or ``missile'' structures;
c. Multidirectional, multidimensional weaving machines or
interlacing machines, including adapters and modification kits, for
weaving, interlacing or braiding fibers to manufacture ``composite''
structures;
Note: 1B001.c does not control textile machinery not modified
for the above end-uses.
d. Equipment specially designed or adapted for the production of
reinforcement fibers, as follows:
d.1. Equipment for converting polymeric fibers (such as
polyacrylonitrile, rayon, pitch or polycarbosilane) into carbon
fibers or silicon carbide fibers, including special equipment to
strain the fiber during heating;
d.2. Equipment for the chemical vapor deposition of elements or
compounds on heated filamentary substrates to manufacture silicon
carbide fibers;
d.3. Equipment for the wet-spinning of refractory ceramics (such
as aluminum oxide);
d.4. Equipment for converting aluminum containing precursor
fibers into alumina fibers by heat treatment;
e. Equipment for producing prepregs controlled by 1C010.e by the
hot melt method;
f. Non-destructive inspection equipment capable of inspecting
defects three dimensionally, using ultrasonic or X-ray tomography
and specially designed for ``composite'' materials.
1B002 Systems and components therefor, specially designed to avoid
contamination and specially designed for producing metal alloys, metal
alloy powder or alloyed materials controlled by 1C002.a.2, 1C002.b or
1C002.c.
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1B003 Tools, dies, molds or fixtures, for ``superplastic forming'' or
``diffusion bonding'' titanium or aluminum or their alloys, specially
designed for the manufacture of (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; components in $ value
Related Controls: For specially designed production equipment of
systems, sub-systems and components controlled by 9A005 to 9A009,
9A011, 9A101, 9A105 to 9A109, 9A111, and 9A116 to 9A120 usable in
``missiles'', see 9B115.
Related Definitions: N/A
Items: a. Airframe or aerospace structures;
b. ``Aircraft'' or aerospace engines; or
[[Page 2468]]
c. Specially designed components for those structures or
engines.
1B018 Equipment on the International Munitions List.
License Requirements
Reason for Control: NS, MT, RS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to equipment for the MT Column 1
``production'' of rocket propellants.
RS applies to 1B018.a.................. RS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $3000 for 1B018.a for countries WITHOUT an ``X'' in RS; Column
2 on the Country Chart contained in Supplement No. 1 to part 738 of
the EAR; $5000 for 1B018.b
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: N/A
Related Definitions: N/A
Items: a. Equipment for the ``production'' of military explosives
and solid propellants.
a.1. Complete installations;
a.2. Specialized components (for example, dehydration presses;
extrusion presses for the extrusion of small arms, cannon and rocket
propellants; cutting machines for the sizing of extruded
propellants; sweetie barrels (tumblers) 6 feet and over in diameter
and having over 500 pounds product capacity; and continuous mixers
for solid propellants); or
a.3. Nitrators, continuous types; and
a.4. Specially designed parts and accessories therefor.
b. Environmental chambers capable of pressures below
(10<SUP>-4</SUP>) Torr, and specially designed components therefor.
1B101 Equipment, other than that controlled by 1B001, for the
``production'' of structural composites, and specially designed
components and accessories therefor.
License Requirements
Reason for Control: MT, NP, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
NP applies to 1B101.a only............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 1B201
Related Definitions: Components and accessories controlled by this
entry include molds, mandrels, dies, fixtures and tooling for the
preform processing, curing, casting, sintering or bonding of
composite structures, laminates and manufactures thereof
Items: a. Filament winding machines of which the motions for
positioning, wrapping and winding fibers can be coordinated and
programmed in three or more axes, designed to fabricate composite
structures or laminates from fibrous or filamentary materials, and
coordinating and programming controls;
b. Tape-laying machines of which the motions for positioning and
laying tape and sheets can be coordinated and programmed in two or
more axes, designed for the manufacture of composite airframe and
``missile'' structures;
c. Equipment designed or modified for the ``production'' of
``fibrous or filamentary materials'' as follows:
c.1. Equipment for converting polymeric fibers (such as
polyacrylonitrile, rayon or polycarbosilane) including special
provision to strain the fiber during heating;
c.2. Equipment for the vapor deposition of elements or compounds
on heated filament substrates; and
c.3. Equipment for the wet-spinning of refractory ceramics (such
as aluminum oxide);
d. Equipment designed or modified for special fiber surface
treatment or for producing prepregs and preforms controlled by
9A110.
Note: Equipment covered in 1B101.d includes but is not limited
to, rollers, tension stretchers, coating equipment, cutting
equipment and clicker dies.
1B115 Equipment for the ``production'', handling and acceptance
testing of propellants or propellant constituents controlled by 1C011,
1C111 or on the U.S. Munitions List, and specially designed components
therefor.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; components in $ value
Related Controls: (1) The only batch or continuous mixers controlled
by this entry are those which have provision for mixing under vacuum
in the range of zero to 13.326 kPa and with a temperature control
capacity of the mixing chamber: (a) Batch mixers having a total
volumetric capacity of 110 liters or more and at least one mixing/
kneeding shaft mounted off center; (b) Continuous mixers having two
or more mixing/kneeding shafts and capability to open the mixing
chamber. (2) For equipment specially designed for the production of
military propellants or propellant consistuents, see the U.S.
Munitions List. (3) This entry does control equipment for the
``production'', handling and acceptance testing of boron carbide
Related Definitions: N/A.
Items: The list of items controlled is contained in the ECCN heading
1B116 Specially designed nozzles for producing pyrolitically derived
materials formed on a mold, mandrel or other substrate from precursor
gases which decompose in the 1,573 K (1,300 deg.C) to 3,173 K (2,900
deg.C) temperature range at pressures of 130 Pa to 20 kPa.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1B201 Filament winding machines, other than those controlled by 1B001
or 1B101, in which the motions for positioning, wrapping, and winding
fibers are coordinated and programmed in two or more axes, specially
designed to fabricate composite structures or laminates from ``fibrous
or filamentary materials'' and capable of winding cylindrical rotors of
diameter between 75 mm and 400 mm and lengths of 600 mm or greater and
coordinating and programming controls and precision mandrels therefor.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1B225 Electrolytic cells for fluorine production with a production
capacity greater than 250 g of fluorine per hour.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
[[Page 2469]]
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1B226 Electromagnetic isotope separators, designed for or equipped
with, single or multiple ion sources capable of providing a total ion
beam current of 50 mA or greater.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: This entry includes separators capable of
enriching stable isotopes and separators with the ion sources and
collections both in the magnetic field and those configurations in
which they are external to the field
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1B227 Ammonia synthesis converters or ammonia synthesis units in which
the synthesis gas (nitrogen and hydrogen) is withdrawn from an ammonia/
hydrogen high-pressure exchange column and the synthesized ammonia is
returned to that column.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definition: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1B228 Hydrogen-cryogenic distillation columns having all of the
characteristics (see List of Items Controlled).
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: Heavy water production equipment is also subject
to the export licensing authority of the Nuclear Regulatory
Commission. (See 10 CFR part 110.)
Related Definitions: ``Fine-grain stainless steels'' in this entry
are defined to be fine-grain austenitic stainless steels with an
ASTM (or equivalent standard) grain size number of 5 or greater
Items: a. Designed to operate with internal temperatures of 35 K
(-238 deg.C) or less;
b. Designed to operate at an internal pressure of 0.5 to 5 MPa
(5 to 50 atmospheres);
c. Constructed of ``fine-grain stainless steels'' of the 300
series with low sulphur content or equivalent cryogenic and
H<INF>2</INF>-compatible materials; and
d. With internal diameters of 1 m or greater and effective
lengths of 5 m or greater.
1B229 Water-hydrogen sulphide exchange tray columns constructed from
fine carbon steel with a diameter of 1.8 m or greater, which can
operate at a nominal pressure of 2 MPa or greater, and internal
contactors therefor.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: (1) See 0B004 for columns which are specially
designed or prepared for the production of heavy water. These items
are controlled on the NSG Trigger List (INFCIRC/254/part (2) See 10
CFR part 110 for heavy water production equipment subject to the
export licensing authority of the Nuclear Regulatory Commission
Related Definition: (1) This entry includes internal contactors of
the columns are segmented trays with an effective assembled diameter
of 1.8 m (6 ft.) or greater, are designed to facilitate
countercurrent contacting and constructed of materials resistant to
corrosion by hydrogen sulfide/water mixtures. These may be sieve
trays, valve trays, bubble cap trays or turbogrid trays. (2) Fine
carbon steel in this entry is defined to be steel with the
austenitic ASTM (or equivalent standard) grain size number of 5 or
greater. (3) Materials resistant to corrosion by hydrogen sulfide/
water mixtures in this entry are defined to be stainless steels with
a carbon content of 0.03% or less
Items: The list of items controlled is contained in the ECCN heading
1B230 Pumps circulating solutions of diluted or concentrated potassium
amide catalyst in liquid ammonia (KNH<INF>2</INF>/NH<INF>3</INF>), with
all of the characteristics (see List of Items Controlled).
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: Heavy water production equipment is also subject
to the export licensing authority of the Nuclear Regulatory
Commission. (See 10 CFR part 110.)
Related Definitions: N/A
Items: a. Airtight (i.e., hermetically sealed);
b. For concentrated potassium amide solutions (1% or greater),
operating pressure of 1.5-60 MPa (15-600 atmospheres); for dilute
potassium amide solutions (less than 1%), operating pressure of 20-
60 MPa (200-600 atmospheres); and
c. A capacity greater than 8.5 m<SUP>3</SUP>/hr.
1B231 Tritium facilities, plant or equipment, as follows (see List of
Items Controlled).
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: This entry does not control tritium, tritium
compounds, and mixtures containing tritium, or products or devices
thereof. See 10 CFR part 110 for tritium subject to the export
licensing authority of the Nuclear Regulatory Commission
Related Definitions: N/A
Items: a. Facilities or plant for the production, recovery,
extraction, concentration, or handling of tritium;
b. Equipment for tritium facilities or plant, as follows:
b.1. Hydrogen or helium refrigeration units capable of cooling
to 23 K (-250 C) or less, with heat removal capacity greater than
150 watts; or
b.2. Hydrogen isotope storage and purification systems using
metal hydrides as the storage, or purification medium.
1B232 Turboexpanders or turboexpander-compressor sets designed for
operation below 35 K (-238 deg. C) and a throughput of hydrogen gas of
1000 kg/hr or greater.
License Requirements
[[Page 2470]]
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1B233 Lithium isotope separation facilities, plant or equipment, as
follows (see List of Items Controlled).
License Requirements
Reason for Control:
Control(s): Items described in 1B233 are subject to the export
licensing authority of the Nuclear Regulatory Commission (see 10 CFR
part 110)
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: a. Facilities or plant for the separation of lithium
isotopes;
b. Equipment for the separation of lithium isotopes, as follows:
b.1. Packed liquid-liquid exchange columns specially designed
for lithium amalgams;
b.2. Mercury and/or lithium amalgam pumps;
b.3. Lithium amalgam electrolysis cells;
b.4. Evaporators for concentrated lithium hydroxide solution.
C. Materials
Technical Note: Metals and alloys: Unless provision to the
contrary is made, the words ``metals'' and ``alloys'' in 1C001 to
1C012 cover crude and semi-fabricated forms, as follows:
Crude forms: Anodes, balls, bars (including notched bars and
wire bars), billets, blocks, blooms, brickets, cakes, cathodes,
crystals, cubes, dice, grains, granules, ingots, lumps, pellets,
pigs, powder, rondelles, shot, slabs, slugs, sponge, sticks;
Semi-fabricated forms (whether or not coated, plated, drilled or
punched):
a. Wrought or worked materials fabricated by rolling, drawing,
extruding, forging, impact extruding, pressing, graining, atomizing,
and grinding, i.e.: angles, channels, circles, discs, dust, flakes,
foils and leaf, forging, plate, powder, pressings and stampings,
ribbons, rings, rods (including bare welding rods, wire rods, and
rolled wire), sections, shapes, sheets, strip, pipe and tubes
(including tube rounds, squares, and hollows), drawn or extruded
wire;
b. Cast material produced by casting in sand, die, metal,
plaster or other types of molds, including high pressure castings,
sintered forms, and forms made by powder metallurgy.
The object of the control should not be defeated by the export
of non-listed forms alleged to be finished products but representing
in reality crude forms or semi-fabricated forms.
1C001 Materials specially designed for use as absorbers of
electromagnetic waves, or intrinsically conductive polymers, as follows
(see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: See also 1C101
Related Definitions: N/A
Items: a. Materials for absorbing frequencies exceeding 2 x 10\8\ Hz
but less than 3 x 10\12\ Hz.
Notes: 1. 1C001.a does not control:
a. Hair type absorbers, constructed of natural or synthetic
fibers, with non-magnetic loading to provide absorption;
b. Absorbers having no magnetic loss and whose incident surface
is non-planar in shape, including pyramids, cones, wedges and
convoluted surfaces;
c. Planar absorbers, having all of the following
characteristics:
1. Made from any of the following:
a. Plastic foam materials (flexible or non-flexible) with
carbon-loading, or organic materials, including binders, providing
more than 5% echo compared with metal over a bandwidth exceeding
<plus-minus>15% of the center frequency of the incident energy, and
not capable of withstanding temperatures exceeding 450 K (177 deg.
C); or
b. Ceramic materials providing more than 20% echo compared with
metal over a bandwidth exceeding <plus-minus>15% of the center
frequency of the incident energy, and not capable of withstanding
temperatures exceeding 800 K (527 deg. C);
Technical Note: Absorption test samples for 1C001.a. Note 1.c.1
should be a square at least 5 wavelengths of the center frequency on
a side and positioned in the far field of the radiating element.
2. Tensile strength less than 7 x 10\6\ N/m\2\; and
3. Compressive strength less than 14 x 10\6\ N/m\2\;
d. Planar absorbers made of sintered ferrite, having:
1. A specific gravity exceeding 4.4; and
2. A maximum operating temperature of 548 K (275 deg. C).
Note 2: Nothing in 1C001.a releases magnetic materials to
provide absorption when contained in paint.
b. Materials for absorbing frequencies exceeding 1.5 x 10\14\ Hz
but less than 3.7 x 10 \14\ Hz and not transparent to visible light;
c. Intrinsically conductive polymeric materials with a bulk
electrical conductivity exceeding 10,000 S/m (Siemens per meter) or
a sheet (surface) resistivity of less than 100 ohms/square, based on
any of the following polymers:
c.1. Polyaniline;
c.2. Polypyrrole;
c.3. Polythiophene;
c.4. Poly phenylene-vinylene; or
c.5. Poly thienylene-vinylene.
Technical Note: Bulk electrical conductivity and sheet (surface)
resistivity should be determined using ASTM D-257 or national
equivalents.
1C002 Metal alloys, metal alloy powder and alloyed materials, as
follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, NP, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
NP applies to 1C002.a.2.c or a.2.d if NP Column 1
they exceed the parameters stated in
1C202.
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: See also 1C202. This entry does not control metal
alloys, metal alloy powder or alloyed materials for coating
substrates
Related Definition: N/A
Items: a. Metal alloys, as follows:
a.1. Nickel or titanium-based alloys in the form of aluminides,
as follows, in crude or semi-fabricated forms:
a.1.a. Nickel aluminides containing a minimum of 15 weight
percent aluminum, a maximum of 38 weight percent aluminum and at
least one additional alloying element;
a.1.b. Titanium aluminides containing 10 weight percent or more
aluminum and at least one additional alloying element;
a. 2. Metal alloys, as follows, made from metal alloy powder or
particulate material controlled by 1C002.b:
a.2.a. Nickel alloys with:
a.2.a.1. A stress-rupture life of 10,000 hours or longer at 923
K (650 deg. C) at a stress of 676 MPa; or
a.2.a.2. A low cycle fatigue life of 10,000 cycles or more at
823 K (550 deg. C) at a maximum stress of 1,095 MPa;
a.2.b. Niobium alloys with:
a.2.b.1. A stress-rupture life of 10,000 hours or longer at
1,073 K (800 deg. C) at a stress of 400 MPa; or
a.2.b.2. A low cycle fatigue life of 10,000 cycles or more at
973 K (700 deg. C) at a maximum stress of 700 MPa;
a.2.c. Titanium alloys with:
[[Page 2471]]
a.2.c.1. A stress-rupture life of 10,000 hours or longer at 723
K (450 deg. C) at a stress of 200 MPa; or
a.2.c.2. A low cycle fatigue life of 10,000 cycles or more at
723 K (450 deg. C) at a maximum stress of 400 MPa;
a.2.d. Aluminum alloys with a tensile strength of:
a.2.d.1. 240 MPa or more at 473 K (200 deg. C); or
a.2.d.2. 415 MPa or more at 298 K (25 deg. C);
a.2.e. Magnesium alloys with a tensile strength of 345 MPa or
more and a corrosion rate of less than 1 mm/year in 3% sodium
chloride aqueous solution measured in accordance with ASTM standard
G-31 or national equivalents;
Technical Note 1: The metal alloys in 1C002.a are those
containing a higher percentage by weight of the stated metal than of
any other element.
Technical Note 2: Stress-rupture life should be measured in
accordance with ASTM standard E-139 or national equivalents.
Technical Note 3: Low cycle fatigue life should be measured in
accordance with ASTM Standard E-606 ``Recommended Practice for
Constant-Amplitude Low-Cycle Fatigue Testing'' or national
equivalents. Testing should be axial with an average stress ratio
equal to 1 and a stress-concentration factor (K<INF>t</INF>) equal
to 1. The average stress is defined as maximum stress minus minimum
stress divided by maximum stress.
b. Metal alloy powder or particulate material for materials
controlled by 1C002.a, as follows:
b.1. Made from any of the following composition systems:
Technical Note: X in the following equals one or more alloying
elements.
b.1.a. Nickel alloys (Ni-Al-X, Ni-X-Al) qualified for turbine
engine parts or components, i.e. with less than 3 non-metallic
particles (introduced during the manufacturing process) larger than
100 <greek-m>m in 10\9\ alloy particles;
b.1.b. Niobium alloys (Nb-Al-X or Nb-X-Al, Nb-Si-X or Nb-X-Si,
Nb-Ti-X or Nb-X-Ti);
b.1.c. Titanium alloys (Ti-Al-X or Ti-X-Al);
b.1.d. Aluminum alloys (Al-Mg-X or Al-X-Mg, Al-Zn-X or Al-X-Zn,
Al-Fe-X or Al-X-Fe); or
b.1.e. Magnesium alloys (Mg-Al-X or Mg-X-Al); and
b.2. Made in a controlled environment by any of the following
processes:
b.2.a. ``Vacuum atomization'';
b.2.b. ``Gas atomization'';
b.2.c. ``Rotary atomization'';
b.2.d. ``Splat quenching'';
b.2.e. ``Melt spinning'' and ``comminution'';
b.2.f. ``Melt extraction'' and ``comminution''; or
b.2.g. ``Mechanical alloying'';
c. Alloyed materials, in the form of uncomminuted flakes,
ribbons or thin rods produced in a controlled environment by ``splat
quenching'', ``melt spinning'' or ``melt extraction'', used in the
manufacture of metal alloy powder or particulate material controlled
by 1C002.b.
1C003 Magnetic metals, of all types and of whatever form, having any
of the characteristics (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: a. Initial relative permeability of 120,000 or more and a
thickness of 0.05 mm or less;
Technical Note: Measurement of initial permeability must be
performed on fully annealed materials.
b. Magnetostrictive alloys, having any of the following
characteristics:
b.1. A saturation magnetostriction of more than 5 x 10
<SUP>-4</SUP>; or
b.2. A magnetomechanical coupling factor (k) of more than 0.8;
or
c. Amorphous or nanocrystalline alloy strips, having all of the
following characteristics:
c.1. A composition having a minimum of 75 weight percent of
iron, cobalt or nickel;
c.2. A saturation magnetic induction (B<INF>s</INF>) of 1.6 T or
more; and
c.3. Any of the following:
c.3.a. A strip thickness of 0.02 mm or less; or
c.3.b. An electrical resistivity of 2 x 10 <SUP>-4</SUP>; ohm
cm or more.
Technical Note: Nanocrystalline materials in 1C003.c are those
materials having a crystal grain size of 50 nm or less, as
determined by X-ray diffraction.
1C004 Uranium titanium alloys or tungsten alloys with a ``matrix''
based on iron, nickel or copper, having all of the characteristics (see
List of Items Controlled).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: a. A density exceeding 17.5 g/cm \3\;
b. An elastic limit exceeding 1,250 MPa;
c. An ultimate tensile strength exceeding 1,270 Mpa; and
d. An elongation exceeding 8%.
1C005 ``Superconductive'' ``composite'' conductors in lengths
exceeding 100 m or with a mass exceeding 100 g, as follows (see List of
Items Controlled).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $1500
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: a. Multifilamentary ``superconductive'' ``composite''
conductors containing one or more niobium-titanium filaments:
a.1. Embedded in a ``matrix'' other than a copper or copper-
based mixed ``matrix''; or
a.2. Having a cross-section area less than 0.28 x
10<SUP>-4</SUP> mm<SUP>2</SUP> (6 <greek-m>m in diameter for
circular filaments);
b. ``Superconductive'' ``composite'' conductors consisting of
one or more ``superconductive'' filaments other than niobium-
titanium, having all of the following:
b.1. A ``critical temperature'' at zero magnetic induction
exceeding 9.85 K (-263.31 deg. C) but less than 24 K (-249.16 deg.
C);
b.2. A cross-section area less than 0.28 x 10<SUP>-4</SUP>
mm<SUP>2</SUP>; and
b.3. Remaining in the ``superconductive'' state at a temperature
of 4.2 K (-268.96 deg. C) when exposed to a magnetic field
corresponding to a magnetic induction of 12 T.
1C006 Fluids and lubricating materials, as follows (see List of Items
Controlled).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Barrels (55 U.S. gallons/ 209 liters)
Related Controls: N/A
Related Definitions: N/A
Items: a. Hydraulic fluids containing, as their principal
ingredients, any of the following compounds or materials:
a.1. Synthetic hydrocarbon oils or silahydrocarbon oils, having
all of the following:
Note: For the purpose of 1C006.a.1, silahydrocarbon oils contain
exclusively silicon, hydrogen and carbon.
a.1.a. A flash point exceeding 477 K (204 deg. C);
[[Page 2472]]
a.1.b. A pour point at 239 K (-34 deg. C) or less;
a.1.c. A viscosity index of 75 or more; and
a.1.d. A thermal stability at 616 K (343 deg. C); or
a.2. Chlorofluorocarbons, having all of the following:
Note: For the purpose of 1C006.a.2, chlorofluorocarbons contain
exclusively carbon, fluorine and chlorine.
a.2.a. No flash point;
a.2.b. An autogenous ignition temperature exceeding 977 K
(704 deg. C);
a.2.c. A pour point at 219 K (-54 deg. C) or less;
a.2.d. A viscosity index of 80 or more; and
a.2.e. A boiling point at 473 K (200 deg. C) or higher;
b. Lubricating materials containing, as their principal
ingredients, any of the following compounds or materials:
b.1. Phenylene or alkylphenylene ethers or thio-ethers, or their
mixtures, containing more than two ether or thio-ether functions or
mixtures thereof; or
b.2. Fluorinated silicone fluids with a kinematic viscosity of
less than 5,000 mm<SUP>2</SUP>/s (5,000 centistokes) measured at 298
K (25 deg. C);
c. Damping or flotation fluids with a purity exceeding 99.8%,
containing less than 25 particles of 200 <greek-m>m or larger in
size per 100 ml and made from at least 85% of any of the following
compounds or materials:
c.1. Dibromotetrafluoroethane;
c.2. Polychlorotrifluoroethylene (oily and waxy modifications
only); or
c.3. Polybromotrifluoroethylene;
d. Fluorocarbon electronic cooling fluids, having all of the
following characteristics:
d.1. Containing 85% by weight or more of any of the following,
or mixtures thereof:
d.1.a. Monomeric forms of perfluoropolyalkylether-triazines or
perfluoroaliphatic-ethers;
d.1.b. Perfluoroalkylamines;
d.1.c. Perfluorocycloalkanes; or
d.1.d. Perfluoroalkanes;
d.2. Density at 298 K (25 deg. C) of 1.5 g/ml or more;
d.3. In a liquid state at 273 K (0 deg. C); and
d.4. Containing 60% or more by weight of fluorine.
Technical Note: For the purpose of 1C006:
a. Flash point is determined using the Cleveland Open Cup Method
described in ASTM D-92 or national equivalents;
b. Pour point is determined using the method described in ASTM
D-97 or national equivalents;
c. Viscosity index is determined using the method described in
ASTM D-2270 or national equivalents;
d. Thermal stability is determined by the following test
procedure or national equivalents:
Twenty ml of the fluid under test is placed in a 46 ml type 317
stainless steel chamber containing one each of 12.5 mm (nominal)
diameter balls of M-10 tool steel, 52100 steel and naval bronze (60%
Cu, 39% Zn, 0.75% Sn);
The chamber is purged with nitrogen, sealed at atmospheric
pressure and the temperature raised to and maintained at 644
<plus-minus> 6 K (371 <plus-minus> 6 deg. C) for six hours;
The specimen will be considered thermally stable if, on
completion of the above procedure, all of the following conditions
are met:
1. The loss in weight of each ball is less than 10 mg/mm2 of
ball surface;
2. The change in original viscosity as determined at 311 K
(38 deg. C) is less than 25%; and
3. The total acid or base number is less than 0.40;
e. Autogenous ignition temperature is determined using the
method described in ASTM E-659 or national equivalents.
1C007 Ceramic base materials, non-``composite'' ceramic materials,
ceramic-``matrix'' ``composite'' materials and precursor materials, as
follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2.
MT applies to items in 1C007.d and .f MT Column 1.
when the dielectric constant is less
than 6 at frequencies from 100 Hz to
10,000 MHz for use in missile radomes.
AT applies to entire entry............. AT Column 1.
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions.
License Exceptions
LVS: $5000, except N/A for MT and for 1C007.e
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: See also 1C107
Related Definitions: N/A
Items: a. Base materials of single or complex borides of titanium
having total metallic impurities, excluding intentional additions,
of less than 5,000 ppm, an average particle size equal to or less
than 5 <greek-m>m and no more than 10% of the particles larger than
10 <greek-m>m;
b. Non-``composite'' ceramic materials in crude or semi-
fabricated form, composed of borides of titanium with a density of
98% or more of the theoretical density;
Note: 1C007.b does not control abrasives.
c. Ceramic-ceramic ``composite'' materials with a glass or
oxide-``matrix'' and reinforced with fibers made from any of the
following systems:
c.1. Si-N;
c.2. Si-C;
c.3. Si-Al-O-N; or
c.4. Si-O-N; having a ``specific tensile strength'' exceeding
12.7 x 10<SUP>3</SUP> m;
d. Ceramic-ceramic ``composite'' materials, with or without a
continuous metallic phase, incorporating particles, whiskers or
fibers, where carbides or nitrides of silicon, zirconium or boron
form the ``matrix'';
e. Precursor materials (i.e., special purpose polymeric or
metallo-organic materials) for producing any phase or phases of the
materials controlled by 1C007.c, as follows:
e.1. Polydiorganosilanes (for producing silicon carbide);
e.2. Polysilazanes (for producing silicon nitride);
e.3. Polycarbosilazanes (for producing ceramics with silicon,
carbon and nitrogen components);
f. Ceramic-ceramic ``composite'' materials with an oxide or
glass ``matrix'' reinforced with continuous fibers from any of the
following systems:
f.1. Al<INF>2</INF>O<INF>3</INF>; or
f.2. Si-C-N.
Note: 1C007.f does not control ``composites'' containing fibers
from these systems with a fiber tensile strength of less than 700
MPa at 1,273 K (1,000 deg. C) or fiber tensile creep resistance of
more than 1% creep strain at 100 MPa load and 1,273 K (1,000 deg. C)
for 100 hours.
1C008 Non-fluorinated polymeric substances, as follows (see List of
Items Controlled).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $200
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: a. Non-fluorinated polymeric substances, as follows:
a.1. Bismaleimides;
a.2. Aromatic polyamide-imides;
a.3. Aromatic polyimides;
a.4. Aromatic polyetherimides having a glass transition
temperature (T<INF>g</INF>) exceeding 513 K (240 deg. C) determined
using the dry method described in ASTM D 3418;
Note: 1C008.a does not control non-fusible compression molding
powders or molded forms.
b. Thermoplastic liquid crystal copolymers having a heat
distortion temperature exceeding 523 K (250 deg. C) measured
according to ASTM D-648, method A, or national equivalents, with a
load of 1.82 N/mm<SUP>2</SUP> and composed of:
b.1. Any of the following:
b.1.a. Phenylene, biphenylene or naphthalene; or
b.1.b. Methyl, tertiary-butyl or phenyl substituted phenylene,
biphenylene or naphthalene; and
b.2. Any of the following acids:
b.2.a. Terephthalic acid;
b.2.b. 6-hydroxy-2 naphthoic acid; or
b.2.c. 4-hydroxybenzoic acid;
c. Polyarylene ether ketones, as follows:
c.1. Polyether ether ketone (PEEK)
c.2. Polyether ketone ketone (PEKK);
c.3. Polyether ketone (PEK);
c.4. Polyether ketone ether ketone ketone (PEKEKK);
d. Polyarylene ketones;
[[Page 2473]]
e. Polyarylene sulphides, where the arylene group is
biphenylene, triphenylene or combinations thereof;
f. Polybiphenylenethersulphone.
Technical Note: The glass transition temperature (T<INF>g</INF>)
for 1C008 materials is determined using the method described in ASTM
D 3418 using the dry method.
1C009 Unprocessed fluorinated compounds, as follows (see List of Items
Controlled).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: a. Copolymers of vinylidene fluoride having 75% or more beta
crystalline structure without stretching;
b. Fluorinated polyimides containing 10% by weight or more of
combined fluorine;
c. Fluorinated phosphazene elastomers containing 30% by weight
or more of combined fluorine.
1C010 ``Fibrous or filamentary materials'' which may be used in
organic ``matrix'', metallic ``matrix'' or carbon ``matrix''
``composite'' structures or laminates, as follows (see List of Items
Controlled).
License Requirements
Reason for Control: NS, NP, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
NP applies to 1C010.a (aramid ``fibrous NP Column 1
or filamentary materials'', .b (carbon
``fibrous and filamentary
materials''), and e.1 for ``fibrous
and filamentary materials'' that meet
or exceed the control criteria of ECCN
1C210.
AT applies to entire entry............. AT Column 1
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions.
License Exceptions
LVS: $1500, N/A for NP
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: See also 1C210, 1C990, and 9A110 for material not
controlled by 1C010.e, as defined by technical notes 1 or 2. Note
that some items in 1C010.e are also controlled under 9A110
Related Definitions: (1) Specific modulus: Young's modulus in
pascals, equivalent to N/m<SUP>2</SUP> divided by specific weight in
N/m<SUP>3</SUP>, measured at a temperature of (296<plus-minus>2) K
((23+2) C) and a relative humidity of (50<plus-minus>5)%. (2)
Specific tensile strength: ultimate tensile strength in pascals,
equivalent to N/m<SUP>2</SUP> divided by specific weight in N/
m<SUP>3</SUP>, measured at a temperature of (296<plus-minus>2) K
((23<plus-minus>2) C) and a relative humidity of (50<plus-minus>5)%
Items: a. Organic ``fibrous or filamentary materials'', having all
of the following:
a.1. A specific modulus exceeding 12.7 x 10<SUP>6</SUP> m; and
a.2. A specific tensile strength exceeding 23.5 x 10<SUP>4</SUP>
m;
Note: 1C010.a does not control polyethylene.
b. Carbon ``fibrous or filamentary materials'', having all of
the following:
b.1. A specific modulus exceeding 12.7 x 10<SUP>6</SUP> m; and
b.2. A specific tensile strength exceeding 23.5 x 10<SUP>4</SUP>
m;
Technical Note: Properties for materials described in 1C010.b
should be determined using SACMA recommended methods SRM 12 to 17,
or national equivalent tow tests, such as Japanese Industrial
Standard JIS-R-7601, Paragraph 6.6.2, and based on lot average.
Note: 1C010.b does not control fabric made from ``fibrous or
filamentary materials'' for the repair of aircraft structures or
laminates, in which the size of individual sheets does not exceed 50
cm x 90 cm.
c. Inorganic ``fibrous or filamentary materials'', having all of
the following:
c.1. A specific modulus exceeding 2.54 x 10<SUP>6</SUP> m; and
c.2. A melting, softening, decomposition or sublimation point
exceeding 1,922 K (1,649 deg.C) in an inert environment;
Note: 1C010.c does not control:
1. Discontinuous, multiphase, polycrystalline alumina fibers in
chopped fiber or random mat form, containing 3 weight percent or
more silica, with a specific modulus of less than
10 x 10<SUP>6</SUP> m;
2. Molybdenum and molybdenum alloy fibers;
3. Boron fibers;
4. Discontinuous ceramic fibers with a melting, softening,
decomposition or sublimation point lower than 2,043 K (1,770 deg.C)
in an inert environment.
d. ``Fibrous or filamentary materials'':
d.1. Composed of any of the following:
d.1.a. Polyetherimides controlled by 1C008.a; or
d.1.b. Materials controlled by 1C008.b to 1C008.f; or
d.2. Composed of materials controlled by 1C010.d.1.a or
1C010.d.1.b and ``commingled'' with other fibers controlled by
1C010.a, 1C010.b or 1C010.c;
e. Resin-impregnated or pitch-impregnated fibers (prepregs),
metal or carbon-coated fibers (preforms) or ``carbon fiber
preforms'', as follows:
e.1. Made from ``fibrous or filamentary materials'' controlled
by 1C010.a, 1C010.b or 1C010.c;
e.2. Made from organic or carbon ``fibrous or filamentary
materials'':
e.2.a. With a ``specific tensile strength'' exceeding
17.7x10<SUP>4</SUP> m;
e.2.b. With a ``specific modulus'' exceeding
10.15 x 10<SUP>6</SUP> m;
e.2.c. Not controlled by 1C010.a or 1C010.b; and
e.2.d. When impregnated with materials controlled by 1C008 or
1C009.b, having a glass transition temperature (T<INF>g</INF>)
exceeding 383 K (110 deg.C) or with phenolic or epoxy resins,
having a glass transition temperature (T<INF>g</INF>) equal to or
exceeding 418 K (145 deg.C).
Notes: 1C010.e does not control:
1. Epoxy resin ``matrix'' impregnated carbon ``fibrous or
filamentary materials'' (prepregs) for the repair of aircraft
structures or laminates, in which the size of individual sheets of
prepreg does not exceed 50 cm x 90 cm;
2. Prepregs when impregnated with phenolic or epoxy resins
having a glass transition temperature (T<INF>g</INF>) less than 433
K (160 deg.C) and a cure temperature lower than the glass
transition temperature.
Technical Note: The glass transition temperature (T<INF>g</INF>)
for 1C010.e materials is determined using the method described in
ASTM D 3418 using the dry method. The glass transition temperature
for phenolic and epoxy resins is determined using the method
described in ASTM D 4065 at a frequency of 1 Hz and a heating rate
of 2 K per minute using the dry method.
1C011 Metals and compounds, as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to 1C011.a and .b........... MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: N/A
Related Controls: (1) See also 1C111. (2) Items controlled by
1C011.a, and metal fuels in particle form, whether spherical,
atomized, spheroidal, flaked or ground, manufactured from material
consisting of 99 percent or more of items controlled by 1C011.b. are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls (see 22 CFR part 121)
Related Definitions: N/A
Items: a. Metals in particle sizes of less than 60 <greek-m>m
whether spherical, atomized, spheroidal, flaked or ground,
manufactured from material consisting of 99% or more of zirconium,
magnesium and alloys of these;
N.B.: The metals or alloys listed in 1C011.a are controlled
whether or not the metals or alloys are encapsulated in aluminum,
magnesium, zirconium or beryllium.
b. Boron or boron carbide of 85% purity or higher and a particle
size of 60 <greek-m>m or less;
[[Page 2474]]
N.B.: The metals or alloys listed in 1C011.b are controlled
whether or not the metals or alloys are encapsulated in aluminum,
magnesium, zirconium or beryllium.
c. Guanidine nitrate.
1C012 Materials for nuclear heat sources, as follows (see List of
Items Controlled).
License Requirements
Reason for Control:
Control(s): Items described in 1C012 are subject to the export
licensing authority of the Nuclear Regulatory Commission (see 10 CFR
part 110)
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: a. Plutonium in any form with a plutonium isotopic assay of
plutonium-238 of more than 50% by weight;
Note: 1C012.a does not control:
1. Shipments with a plutonium content of 1 g or less;
2. Shipments of 3 effective grams or less when contained in a
sensing component in instruments.
b. Previously separated neptunium-237 in any form.
Note: 1C012.b does not control shipments with a neptunium-237
content of 1 g or less.
1C018 Materials on the International Munitions List.
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $3000
GBS: Yes for items listed in Advisory Note to 1C018
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: a. Ethyl and Methyl centralites.
b. NN-Diphenylurea (unsymmetrical diphenylurea).
c. Methyl-NN-diphenylurea (methyl unsymmetrical diphenylurea).
d. Ethyl-NN-diphenylurea (ethyl unsymmetrical diphenylurea).
e. Ethyl phenyl urethane.
f. Diphenyl urethane.
g. Diortho tolyl-urethane.
h. 2-Nitrodiphenylamine.
i. p-Nitromethylaniline.
j. 2,2' Dinitropropanol.
k. Bis(2,2' dinitropropyl) formal and acetal.
l. 3-Nitraza-1,5 pentane diisocyanate.
m. Guanidine nitrate.
n. Hydrogen peroxide in concentrations of 85%.
o. Charges specially designed for civilian applications,
containing military explosives, except those items described in
1C992.
Technical Note: Military high explosives are solid, liquid or
gaseous substances or mixtures of substances that, in their
application as primary, booster, or main charges in warheads,
demolition and other military applications, are required to
detonate.
Advisory Note: Licenses are likely to be approved for export and
reexport to satisfactory end-users in Country Group D:1 of certain
explosive substances and mixtures in reasonable quantities for
civilian or industrial purposes when made into cartridges or charges
of an exclusively civilian or industrial nature, such as propellants
for sporting purposes or shooting gallery practice; cartridges for
riveting guns; and explosive charges for agricultural purposes,
public works, mines, quarries or oil-well drilling. The following
are the substances or mixtures to which this procedure applies:
a. Nitrate-based (40 percent or more) and provided they do not
contain more than 40 percent nitroglycol/nitroglycerin or no more
than 16 percent TNT;
b. Nitrocellulose with a nitrogen content of over 12.2 percent;
c. Nitroglycerin;
d. Single base nitrocellulose;
e. Sodium azide and other inorganic azides.
1C101 Materials and devices for reduced observables such as radar
reflectivity, ultraviolet/infrared signatures and acoustic signatures,
other than those controlled by 1C001, usable in ``missiles'' and their
subsystems.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: Materials controlled by this entry include: (a)
structural materials and coatings specially designed for reduced
radar reflectivity; (b) coatings, including paints, specially
designed for reduced or tailored reflectivity or emissivity in the
microwave, infrared or ultraviolet spectra. This entry does not
control coatings when specially used for the thermal control of
satellites.
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1C107 Graphite and ceramic materials, other than those controlled by
1C007, as follows (see List of Items Controlled).
License Requirements
Reason for Control: MT, AT.
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: a. Fine grain recrystallized bulk graphites having a bulk
density of 1.72 g/cm\3\ or greater, measured at 288 K (15 deg. C),
and having a particle size of 100 micrometers or less, pyrolytic or
fibrous reinforced graphites, usable for rocket nozzles and reentry
vehicle nose tips;
b. Ceramic composite materials (dielectric constant less than 6
at frequencies from 100 Hz to 10,000 MHz), also usable for
``missile'' radomes, and bulk machinable silicon-carbide reinforced
unfired ceramic, usable for nose tips.
1C111 Propellants and constituent chemicals for propellants, other
than those controlled by 1C011, as follows (see List of Items
Controlled).
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: The following materials, whether or not
encapsulated in aluminum, beryllium, magnesium, or zirconium are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls: (See 22 CFR part 121): (a)
Spherical aluminum powder with particles of uniform diameter 60 x
10<SUP>-6</SUP> m (60 micrometers) or less and an aluminum content
of 97 percent or greater; (b) Metals in particle sizes less than 60
x 10<SUP>-6</SUP> m (60 microns), whether spherical, atomized,
spheroidal, flaked or ground, manufactured from material consisting
of 99 percent or more of: boron; magnesium; zirconium; alloys of
boron, magnesium or zirconium; beryllium; or iron powder with
average particle size of 3 x 10-<SUP>6</SUP> m (3 microns) or less
produced by hydrogen reduction of iron oxide.
Related Definitions: N/A
Items: a. Propulsive substances:
a.1. Spherical aluminum powder, other than that specified on the
U.S. Munitions List, with particles of uniform diameter of less than
500 micrometer and an aluminum content of 97% by weight or greater;
a.2. Metals, other than that controlled by the U.S. Munitions
List, in particle sizes of less than 500 micrometers, whether
spherical, atomized, spheroidal, flaked or
[[Page 2475]]
ground, consisting 97% or more by weight of any of the following:
a.2.a. Zirconium;
a.2.b. Beryllium;
a.2.c. Boron;
a.2.d. Magnesium; or
a.2.e. Alloys of the metals specified by a.2.a to a.2.d above;
a.3. Liquid oxidizers, the following:
a.3.a. Dinitrogen trioxide;
a.3.b. Nitrogen dioxide/dinitrogen tetroxide;
a.3.c. Dinitrogen pentoxide;
b. Polymeric substances:
b.1. Carboxy-terminated polybutadiene (CTPB);
b.2. Hydroxy-terminated polybutadiene (HTPB), other than that
controlled by the U.S. Munitions List;
b.3. Polybutadiene-acrylic acid (PBAA);
b.4. Polybutadiene-acrylic acid-acrylonitrile (PBAN);
c. Other propellant additives and agents:
c.1. Butacene;
c.2. Triethylene glycol dinitrate (TEGDN);
c.3. 2-Nitrodiphenylamine;
c.4. Trimethylolethane trinitrate (TMETN);
c.5. Diethylene glycol dinitrate (DEGDN).
Note: For propellants and constituent chemicals for propellants
not controlled by 1C111, see the U.S. Munitions List.
1C116 Maraging steels (steels generally characterized by high nickel,
very low carbon content and the use of substitutional elements or
precipitates to produce age-hardening) having an ultimate tensile
strength of 1,500 MPa or greater, measured at 293 K (20 deg. C), in the
form of sheet, plate or tubing with a wall or plate thickness equal to
or less than 5 mm.
License Requirements
Reason for Control: MT, NP, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
NP applies to items that meet or exceed NP Column 1
the parameters of 1C216.
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 1C216
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C117 Tungsten, molybdenum and alloys of these metals in the form of
uniform, spherical or atomized particles of 500 micrometer diameter or
less with a purity of 97% or greater for fabrication of rocket motor
components, i.e., heat shields, nozzle substrates, nozzle throats and
thrust vector control surfaces.
License Requirements
Reason for Control: MT, AT
Control(s) Country chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C202 Alloys, other than those controlled by 1C002.a.2.c or .d, as
follows (see List of Items Controlled).
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definition: The phrase ``alloys capable of'' encompasses
before and after heat treatment.
Items: a. Aluminum ``alloys capable of'' an ultimate tensile
strength of 460 Mpa or more at 293 K (20 deg. C), in the form of
tubes or cylindrical solid forms (including forgings) with an
outside diameter of more than 75 mm;
b. Titanium ``alloys capable of'' an ultimate tensile strength
of 900 MPa or more at 293 K (20 deg. C) in the form of tubes or
cylindrical solid forms (including forgings) with an outside
diameter of more than 75 mm.
1C210 ``Fibrous or filamentary materials'' or prepregs, other than
those controlled by 1C010.a, .b or .e, as follows (see List of Items
Controlled).
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: See 9A110 for fiber prepregs.
Related Definitions: For the purpose of this entry, the term
``fibrous or filamentary materials'' is restricted to continuous
``monofilaments'', ``yarns'', ``rovings'', ``tows'' or ``tapes''.
Definitions for other terms used in this entry:
Filament or Monofilament is the smallest increment of fiber, usually
several <greek-m>m in diameter.
Strand is a bundle of filaments (typically over 200) arranged
approximately parallel.
Roving is a bundle (typically 12-120) of approximately parallel
strands.
Yarn is a bundle of twisted strands.
Tow is a bundle of filaments, usually approximately parallel.
Tape is a material constructed of interlaced or unidirectional
filaments, strands, rovings, tows or yarns, etc., usually
preimpregnated with resin.
Specific modulus is the Young's modulus in N/m<SUP>2</SUP> divided
by the specific weight in N/m<SUP>3</SUP>, measured at a temperature
of 23 <plus-minus> 2 deg.C and a relative humidity of 50
<plus-minus> 5 percent.
Specific tensile strength is the ultimate tensile strength in N/
m<SUP>2</SUP> divided by specific weight in N/m<SUP>3</SUP>,
measured at a temperature of 23 <plus-minus> 2 deg.C and a relative
humidity of 50 <plus-minus> 5 percent.
Items: a. Carbon or aramid ``fibrous or filamentary materials''
having a ``specific modulus'' of 12.7 x 10<SUP>6</SUP> m or greater
or a ``specific tensile strength'' of 235 x 10<SUP>3</SUP> m or
greater except Aramid ``fibrous or filamentary materials'' having
0.25 percent or more by weight of an ester based fibre surface
modifier;
b. Glass ``fibrous or filamentary materials'' having a
``specific modulus'' of 3.18 x 10<SUP>6</SUP> m or greater and a
``specific tensile strength'' of 76.2 x 10<SUP>3</SUP> m or greater;
or
c. Thermoset resin impregnated continuous ``yarns'',
``rovings'', ``tows'' or ``tapes'' with a width no greater than 15
mm (prepregs), made from carbon or glass ``fibrous or filamentary
materials'' controlled by 1C210.a or .b.
Technical Note: The resin forms the matrix of the composite.
1C216 Maraging steel, other than that controlled by 1C116, capable of
an ultimate tensile strength of 2,050 MPa or more, at 293 K (20 deg.
C), except forms in which no linear dimension exceeds 75 mm.
License Requirements
Reason for Control: NP, MT, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definition: The phrase ``maraging steel capable of''
encompasses maraging steel before or after heat treatment.
Items: The list of items controlled is contained in the ECCN
heading.
1C225 Boron and boron compounds, mixtures and loaded materials in
which the boron-10 isotope is more than 20% by weight of the total
boron content.
License Requirements
Reason for Control: NP, AT
[[Page 2476]]
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C226 Parts made of tungsten, tungsten carbide, or tungsten alloys
(greater than 90% tungsten) having a mass greater than 20 kg and a
hollow cylindrical symmetry (including cylinder segments) with an
inside diameter greater than 100 mm but less than 300 mm, except parts
specially designed for use as weights or gamma-ray collimators.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C227 Calcium (high purity) containing both less than 1,000 parts per
million by weight of metallic impurities other than magnesium and less
than 10 parts per million of boron.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C228 Magnesium (high purity) containing both less than 200 parts per
million by weight of metallic impurities other than calcium and less
than 10 parts per million of boron.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C229 High purity (99.99% or greater) bismuth with very low silver
content (less than 10 parts per million).
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C230 Beryllium metal, alloys containing more than 50% of beryllium by
weight, beryllium compounds, or manufactures thereof, including waste
and scrap containing beryllium metal, alloys, or compounds.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: (1) This entry includes waste and scrap containing
beryllium metal, alloys, or compounds. (2) This entry does not
control: (a) Metal windows for X-ray machines, or for bore-hole
logging devices; (b) Oxide shapes in fabricated or semi-fabricated
forms specially designed for electronic component parts or as
substrates for electronic circuits; and, (c) Beryl (silicate of
beryllium and aluminum) in the form of emeralds or aquamarines.
Related Definitions: N/A.
Items: The list of items controlled is contained in the ECCN
heading.
1C231 Hafnium metal, alloys and compounds of hafnium containing more
than 60% hafnium by weight and manufactures thereof.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controsl: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C232 Helium-3 or helium isotopically enriched in the helium-3
isotope, mixtures containing helium-3, or products or devices
containing any of the foregoing, except a product or device containing
less than 1 g of helium-3.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Liters
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C233 Lithium enriched in the 6 isotope (\6\Li) to greater than 7.5
atom percent, alloys, compounds or mixtures containing lithium enriched
in the 6 isotope, or products or devices containing any of the
foregoing except thermoluminescent dosimeters.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: The natural occurrence of the 6 isotope in
lithium is 7.5 atom percent.
[[Page 2477]]
Items: The list of items controlled is contained in the ECCN
heading.
1C234 Zirconium with a hafnium content of less than 1 part hafnium to
500 parts zirconium by weight, in the form of metal, alloys containing
more than 50% zirconium by weight, or compounds, or manufactures wholly
thereof; except zirconium in the form of foil having a thickness not
exceeding 0.10 mm.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: Zirconium metal and alloys in the form of tubes or
assemblies of tubes, specially designed or prepared for use in a
reactor are subject to the export licensing authority of the Nuclear
Regulatory Commission. (See 10 CFR part 110.) This entry includes
waste and scrap containing zirconium. This entry does not control
zirconium in the form of foil or strip having a thickness not
exceeding 0.10 mm (0.004 in.).
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C235 Tritium, tritium compounds, mixtures containing tritium in which
the ratio of tritium to hydrogen by atoms exceeds 1 part in 1000, or
products or devices containing any of the foregoing; except, a product
or device containing not more than 1.48 x 10\3\ GBq (40 Ci) of tritium
in any form.
License Requirements
Reason for Control:
Control(s): Items described in 1C235 are subject to the export
licensing authority of the Nuclear Regulatory Commission (see 10 CFR
part 110).
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C236 Alpha-emitting radionuclides having an alpha half-life of 10
days or greater but less than 200 years, compounds or mixtures
containing any of these radionuclides with a total alpha activity of 37
GBq/kg (1 Ci/kg) or greater, or products or devices containing any of
the foregoing, except a product or device containing less than 3.7 GBq
(100 millicuries) of alpha activity.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Millicuries
Related Controls: Certain alpha emitting radionuclides are subject
to the export licensing authority of the Nuclear Regulatory
Commission. (See also 10 CFR part 110.)
Related Definition: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C237 Radium-226, radium-226 compounds, mixtures containing radium-
226, or products or devices containing any of the foregoing, except
medical applicators, or products or devices containing not more than
0.37 GBq (10 millicuries) of radium-226 in any form.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definition: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C238 Chlorine trifluoride (ClF<INF>3</INF>).
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C239 High explosives, other than those controlled by the U.S.
Munitions List, or substances or mixtures containing more than 2%
thereof, with a crystal density greater than 1.8 gm per cm<SUP>3</SUP>
and having a detonation velocity greater than 8,000 m/s.
License Requirements
Reason for Control:
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: See also 22 CFR part 12
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C240 Nickel powder or porous nickel metal, other than those
controlled by 0C006, as follows (see List of Items Controlled).
License Requirements
Reason for Control:
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: a. Powder with a nickel purity content of 99.0% by weight or
greater and a mean particle size of less than 10 micrometers
measured by American Society for Testing and Materials (ASTM) B330
standard, except filamentary nickel powders;
b. Porous nickel powder produced from materials controlled by
1C240.a, except single porous nickel sheets not exceeding 1,000
cm\2\ per sheet.
Note: 1C240.b refers to porous metal formed by compacting and
sintering the materials in 1C240.a to form a metal material with
fine pores interconnected throughout the structure.
1C350 Chemicals that may be used as precursors for toxic chemical
agents, as follows (see List of Items Controlled).
License Requirements
Reason for Control: CB, AT
Control(s) Country Chart
CB applies to entire entry............. CB Column 2
AT applies to entire entry............. AT Column 1
[[Page 2478]]
License Requirement Notes
1. SAMPLE SHIPMENTS: Certain sample shipments of chemicals
controlled under ECCN 1C350 may be made without a license, as
provided by the following:
a. Chemicals Not Eligible: The following chemicals are not
eligible for sample shipments: 0-Ethyl-2-diisopropylaminoethyl
methylphosphonite (QL) (C.A.S. #57856-11-8), Ethylphosphonyl
difluoride (C.A.S. #753-98-0), and Methylphosphonyl difluoride
(C.A.S. #676-99-3).
b. Countries Not Eligible: The following countries are not
eligible to receive sample shipments: Cuba, Iran, Iraq, Libya, North
Korea, Sudan, Syria.
c. Sample Shipments: A license is not required for sample
shipments when the cumulative total of these shipments does not
exceed a 55-gallon container or 200 kg of each chemical to any one
consignee per calendar year. Multiple sample shipments, in any
quantity, not exceeding the totals indicated in this paragraph may
be exported without a license, in accordance with the provisions of
this Note 1. A consignee that receives a sample shipment under this
exclusion may not resell, transfer or reexport the sample shipment,
but may use the sample shipment for any other legal purpose
unrelated to the chemical weapons. However, a sample shipment
received under this exclusion remains subject to all General
Prohibitions including the end-use restriction described in
Sec. 744.4 of the EAR.
d. The exporter is required to submit a quarterly written report
for shipments of samples made under this Note 1. The report must be
on company letterhead stationery (titled ``Report of Sample
Shipments of Chemical Precursors'' at the top of the first page) and
identify the chemical(s), Chemical Abstract Service Registry
(C.A.S.) number(s), quantity(ies), the ultimate consignee's name and
address, and the date exported. The report must be sent to the U.S.
Department of Commerce, Bureau of Export Administration, P.O. Box
273, Washington, DC 20044, Attn: ``Report of Sample Shipments of
Chemical Precursors''.
2. MIXTURES: Mixtures controlled by this entry that contain
certain concentrations of precursor and intermediate chemicals are
subject to the following licensing requirements:
a. A license is required, regardless of the concentrations in
the mixture, for the following chemicals: 0-Ethyl-2-
diisopropylaminoethyl methylphosphonite (QL) (C.A.S.#57856-11-8),
Ethylphosphonyl difluoride (C.A.S.#753-98-0) and Methylphosphonyl
difluoride (C.A.S.#676-99-3);
b. A license is required when at least one of the following
chemicals constitutes more than 10 percent of the weight of the
mixture on a solvent free basis: Arsenic trichloride (C.A.S.#7784-
34-1), Benzilic acid (C.A.S.#76-93-7), Diethyl ethylphosphonate
(C.A.S.#78-38-6), Diethyl methylphosphonite (C.A.S.#15715-41-0),
Diethyl-N,N-dimethylphosphoroamidate (C.A.S. #2404-03-7), N,N-
Diisopropyl-beta-aminoethane thiol (C.A.S.#5842-07-9), N,N-
Diisopropyl-2-aminoethyl chloride hydrochloride (C.A.S.#4261-68-1),
N,N-Diisopropyl-beta-aminoethanol (C.A.S.#96-80-0), N,N-Diisopropyl-
beta-aminoethyl chloride (C.A.S.#96-79-7), Dimethyl ethylphosphonate
(C.A.S.#6163-75-3), Dimethyl methylphosphonate (C.A.S.#756-79-6),
Ethylphosphonous dichloride [Ethylphosphinyl dichloride]
(C.A.S.#1498-40-4), Ethylphosphonus difluoride [Ethylphosphinyl
difluoride] (C.A.S.#430-78-4), Ethylphosphonyl dichloride
(C.A.S.#1066-50-8), Methylphosphonous dichloride [Methylphosphinyl
dichloride] (C.A.S.#676-83-5), Methylphosphonous difluoride
[Methylphosphinyl difluoride] (C.A.S.#753-59-3), Methylphosphonyl
dichloride (C.A.S.#676-97-1), Pinacolyl alcohol (C.A.S.#464-07-3),
3-Quinuclidinol (C.A.S.#1619-34-7), and Thiodiglycol (C.A.S.#111-48-
8); (Related ECCN: 1C995)
c. A license is required when at least one of all other
chemicals in the List of Items Controlled constitutes more than 25
percent of the weight of the mixture on a solvent free basis
(related ECCN: 1C995); and
d. A license is not required under this entry for mixtures when
the controlled chemical is a normal ingredient in consumer goods
packaged for retail sale for personal use. Such consumer goods are
controlled by ECCN EAR99.
e. Calculation of concentrations of AG-controlled chemicals.
1. Usual Commercial Purposes. In calculating the percentage of
an AG controlled chemical in a mixture (solution), any other
chemical must be excluded if it was not added for usual commercial
purposes, but was added for the sole purpose of circumventing the
Export Administration Regulations.
2. ``Solvent Free Basis Requirement.'' When calculating the
percentage, by weight, of components in a chemical mixture, you must
exclude from the calculation any component of the mixture that acts
as a solvent.
3. Solvent--For purposes of this ECCN ``A substance capable of
dissolving another substance to form a uniformly dispersed mixture
(solution)''.
<bullet> Solvents are liquids at standard temperature and
pressure (STP).
<bullet> In no instance is an AG controlled chemical considered
a ``solvent''.
<bullet> All ingredients of mixtures are expressed in terms of
weight.
<bullet> The solvent component of the mixture converts it into a
solution.
3. TRACE QUANTITIES: a. A license is required for mixtures
containing any amount (including trace quantities) for the following
chemicals: 0-Ethyl-2-diisopropylaminoethyl methyl phosphonite (QL)
(C.A.S. #57856-11-8), Ethyl phosphonyl difluoride (C.A.S. #753-98-
0), and Methyl phosphonyl difluoride (C.A.S. #676-99-3).
b. Except as noted in paragraph (3)(a) of the License
Requirements Note, a license is not required under this entry for
mixtures that contain a cumulative total concentration of no more
than 10,000 parts by weight (pbw) per million of all precursor or
intermediate chemicals listed in this entry. The calculation for
this paragraph (3)(b) should not be done on a solvent-free basis
(related ECCN: 1C995).
c. Countries Not Eligible: The following countries are not
eligible for exports under this Trace Quantities Note: Cuba, Iran,
Iraq, Libya, North Korea, Sudan, and Syria.
4. COMPOUNDS: A license is not required under this entry for
chemical compounds created with any chemicals identified in this
ECCN 1C350, unless those compounds are also identified in this
entry.
Technical Notes: 1. For purposes of this entry, a ``mixture'' is
defined as a solid, liquid or gaseous product made up of two or more
components that do not react together under normal storage
conditions.
2. The scope of this control applicable to Hydrogen Fluoride
(Item 25 in List of Items Controlled) includes its liquid, gaseous,
and aqueous phases, and hydrates.
3. All de minimis exclusions of this entry extend to all
mixtures including those that contain no solvents.
4. A Solvent is defined as a substance capable of dissolving
another substance to form a uniformly dispersed mixture (solution).
For examples and clarification of the term ``solvent free'' basis,
see Sec. 770.4 of the EAR.
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Liters or kilograms, as appropriate
Related Controls: See also 1C995
Related Definition: See Sec. 770.2(k) of the EAR for synonyms for
the chemicals listed in this entry.
Items: a. Precursor Chemicals, as follows:
a.1. (C.A.S. #1341-49-7) Ammonium hydrogen fluoride;
a.2. (C.A.S. #7784-34-1) Arsenic trichloride;
a.3. (C.A.S. #76-93-7) Benzilic acid;
a.4. (C.A.S. #107-07-3) 2-Chloroethanol;
a.5. (C.A.S. #78-38-6) Diethyl ethylphosphonate;
a.6. (C.A.S. #15715-41-0) Diethyl methylphosphonite;
a.7. (C.A.S. S.#2404-03-7) Diethyl-N,N-dimethylphosphoroamidate;
a.8. (C.A.S. #762-04-9) Diethyl phosphite;
a.9. (C.A.S. #100-37-8) N,N-Diethylaminoethanol;
a.10. (C.A.S. #5842-07-9) N,N-Diisopropyl-beta-aminoethane
thiol;
a.11. (C.A.S. #4261-68-1) N,N-Diisopropyl-beta-aminoethyl
chloride hydrochloride;
a.12. (C.A.S. #96-80-0) N,N-Diisopropyl-beta-aminoethanol;
a.13. (C.A.S. #96-79-7), N,N-Diisopropyl-beta-aminoethyl
chloride;
a.14. (C.A.S. #108-18-9) Di-isopropylamine;
a.15. (C.A.S. #6163-75-3) Dimethyl ethylphosphonate;
a.16. (C.A.S. #756-79-6) Dimethyl methylphosphonate;
a.17. (C.A.S. #868-85-9) Dimethyl phosphite (dimethyl hydrogen
phosphite);
a.18. (C.A.S. #124-40-3) Dimethylamine;
a.19. (C.A.S. #506-59-2) Dimethylamine hydrochloride;
a.20. (C.A.S. #57856-11-8) 0-Ethyl-2-diisopropylaminoethyl
methyl phosphonite (QL);
[[Page 2479]]
a.21. (C.A.S. #1498-40-4) Ethyl phosphonous dichloride [Ethyl
phosphinyl dichloride];
a.22. (C.A.S. #430-78-4) Ethyl phosphonus difluoride [Ethyl
phosphinyl difluoride];
a.23. (C.A.S. #1066-50-8) Ethyl phosphonyl dichloride;
a.24. (C.A.S. #753-98-0) Ethyl phosphonyl difluoride;
a.25. (C.A.S. #7664-39-3) Hydrogen fluoride;
a.26. (C.A.S. #3554-74-3) 3-Hydroxyl-1-methylpiperidine;
a.27. (C.A.S. #76-89-1) Methyl benzilate;
a.28. (C.A.S. #676-83-5) Methyl phosphonous dichloride [Methyl
phosphinyl dicloride];
a.29. (C.A.S. #753-59-3) Methyl phosphonous difluoride [Methyl
phosphinyl difluoride];
a.30. (C.A.S. #676-97-1) Methyl phosphonyl dichloride;
a.31. (C.A.S. #676-99-3) Methyl phosphonyl difluoride;
a.32. (C.A.S. #10025-87-3) Phosphorus oxychloride;
a.33. (C.A.S. #10026-13-8) Phosphorus pentachloride;
a.34. (C.A.S. #1314-80-3) Phosphorus pentasulfide;
a.35. (C.A.S. #7719-12-2) Phosphorus trichloride;
a.36. (C.A.S. #75-97-8) Pinacolone;
a.37. (C.A.S. #464-07-3) Pinacolyl alcohol;
a.38. (C.A.S. #151-50-8) Potassium cyanide;
a.39. (C.A.S. #7789-23-3) Potassium fluoride;
a.40. (C.A.S. #7789-29-9) Potassium bifluoride;
a.41. (C.A.S. #1619-34-7) 3-Quinuclidinol;
a.42. (C.A.S. #3731-38-2) 3-Quinuclidone;
a.43. (C.A.S. #1333-83-1) Sodium bifluoride;
a.44. (C.A.S. #143-33-9) Sodium cyanide;
a.45. (C.A.S. #7681-49-4) Sodium fluoride;
a.46. (C.A.S. #1313-82-2) Sodium sulfide;
a.47. (C.A.S. #10025-67-9) Sulfur monochloride;
a.48. (C.A.S. #10545-99-0) Sulfur dichloride;
a.49. (C.A.S. #111-48-8) Thiodiglycol;
a.50. (C.A.S. #7719-09-7) Thionyl chloride;
a.51. (C.A.S. #102-71-6) Triethanolamine;
a.52. (C.A.S. #637-39-8) Triethanolamine hydrochloride;
a.53. (C.A.S. #122-52-1) Triethyl phosphite; and
a.54. (C.A.S. #121-45-9) Trimethyl phosphite.
b. Reserved.
1C351 Human pathogens, zoonoses, and ``toxins'', as follows (see List
of Items Controlled).
License Requirements
Reason for Control: CB, AT
Control(s) Country Chart
CB applies to entire entry............. CB Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: All vaccines and ``immunotoxins'' are excluded
from the scope of this entry. See also 1C991.
Related Definition: (1) For the purposes of this entry
``immunotoxin'' is defined as an antibody-toxin conjugate intended
to destroy specific target cells (e.g., tumor cells) that bear
antigens homologous to the antibody. (2) For the purposes of this
entry ``subunit'' is defined as a portion of the ``toxin''.
Items: a. Viruses, as follows:
a.1. Chikungunya virus;
a.2. Congo-Crimean haemorrhagic fever virus;
a.3. Dengue fever virus;
a.4. Eastern equine encephalitis virus;
a.5. Ebola virus;
a.6. Hantaan virus;
a.7. Japanese encephalitis virus;
a.8. Junin virus;
a.9. Lassa fever virus
a.10. Lymphocytic choriomeningitis virus;
a.11. Machupo virus;
a.12. Marburg virus;
a.13. Monkey pox virus;
a.14. Rift Valley fever virus;
a.15. Tick-borne encephalitis virus (Russian Spring-Summer
encephalitis virus);
a.16. Variola virus;
a.17. Venezuelan equine encephalitis virus;
a.18. Western equine encephalitis virus;
a.19. White pox; or
a.20. Yellow fever virus.
b. Rickettsiae, as follows:
b.1. Bartonella quintana (Rochalimea quintana, Rickettsia
quintana);
b.2. Coxiella burnetii;
b.3. Rickettsia prowasecki; or
b.4. Rickettsia rickettsii.
c. Bacteria, as follows:
c.1. Bacillus anthracis;
c.2. Brucella abortus;
c.3. Brucella melitensis;
c.4. Brucella suis;
c.5. Burkholderia mallei (Pseudomonas mallei);
c.6. Burkholderia pseudomallei (Pseudomonas pseudomallei);
c.7. Chlamydia psittaci;
c.8. Clostridium botulinum;
c.9. Francisella tularensis;
c.10. Salmonella typhi;
c.11. Shigella dysenteriae;
c.12. Vibrio cholerae;
c.13. Yersinia pestis.
d. ``Toxins'', as follows: and subunits thereof:
d.1. Botulinum toxins;
d.2. Clostridium perfringens toxins;
d.3. Conotoxin;
d.4. Microcystin (cyanginosin);
d.5. Ricin;
d.6. Saxitoxin;
d.7. Shiga toxin;
d.8. Staphylococcus aureus toxins;
d.9. Tetrodotoxin;
d.10. Verotoxin; or
d.11. Aflatoxins.
1C352 Animal pathogens, as follows (see List of Items Controlled).
License Requirements
Reason for Control: CB, AT
Control(s) Country Chart
CB applies to entire entry............. CB Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: All vaccines are excluded from the scope of this
entry. See also 1C991.
Related Definition: N/A
Items: a. Viruses, as follows:
a.1. African swine fever virus;
a.2. Avian influenza virus that are:
a.2.a. Defined in EC Directive 92/40/EC (O.J. L.16 23.1.92 p.19)
as having high pathogenicity, as follows:
a.2.a.1. Type A viruses with an IVPI (intravenous pathogenicity
index) in 6 week old chickens of greater than 1.2; or
a.2.a.2. Type A viruses H5 or H7 subtype for which nucleotide
sequencing has demonstrated multiple basic amino acids at the
cleavage site of haemagglutinin;
a.3. Bluetongue virus;
a.4. Foot and mouth disease virus;
a.5. Goat pox virus;
a.6. Porcine herpes virus (Aujeszky's disease);
a.7. Swine fever virus (Hog cholera virus);
a.8. Lyssa virus;
a.9. Newcastle disease virus;
a.10. Peste des petits ruminants virus;
a.11. Porcine enterovirus type 9 (swine vesicular disease
virus);
a.12. Rinderpest virus;
a.13. Sheep pox virus;
a.14. Teschen disease virus;
a.15. Vesicular stomatitis virus;
b. Bacteria, as follows:
b.1. Mycoplasma mycoides.
b.2. Reserved.
1C353 Genetically-modified ``microorganisms'', as follows (see List of
Items Controlled).
License Requirements
Reason for Control: CB, AT
Control(s) Country Chart
CB applies to entire entry............. CB Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: All vaccines are excluded from the scope of this
entry. See also 1C991
Related Definition: N/A
Items: a. Genetically modified ``microorganisms'' or genetic
elements that
[[Page 2480]]
contain nucleic acid sequences associated with pathogenicity of
organisms controlled by 1C351.a to .c or 1C352 or 1C354;
b. Genetically modified ``microorganisms'' or genetic elements
that contain nucleic acid sequences coding for any of the ``toxins''
controlled by 1C351.d or ``sub-units of toxins'' thereof.
1C354 Plant pathogens, as follows (see List of Items Controlled).
License Requirements
Reason for Control: CB, AT
Control(s) Country Chart
CB applies to entire entry............. CB Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: All vaccines are excluded from the scope of this
entry. See also 1C991
Related Definitions: N/A
Items: a. Bacteria, as follows:
a.1. Xanthomonas albilineans;
a.2. Xanthomonas campestris pv. citri including strains referred
to as Xanthomonas campestris pv. citri types A,B,C,D,E or otherwise
classified as Xanthomonas citri, Xanthomonas campestris pv.
aurantifolia or Xanthomonas campestris pv. citrumelo;
b. Fungi, as follows:
b.1. Colletotrichum coffeanum var. virulans (Colletotrichum
kahawae);
b.2. Cochliobolus miyabeanus (Helminthosporium oryzae);
b.3. Microcyclus ulei (syn. Dothidella ulei);
b.4. Puccinia graminis (syn. Puccinia graminis f. sp. tritici);
b.5. Puccinia striiformis (syn. Puccinia glumarum);
b.6. Magnaporthe grisea (pyricularia grisea/pyricularia oryzae).
1C980 Inorganic chemicals listed in Supplement No. 1 to part 754 of
the EAR that were produced or derived from the Naval Petroleum Reserves
(NPR) or became available for export as a result of an exchange of any
NPR produced or derived commodities.
License Requirements
Reason for Control: SS
Control(s): SS applies to entire entry. For licensing requirements
(and possible License Exceptions) proceed directly to part 754 of
the EAR. The Commerce Country Chart is not designed to determine
licensing requirements for items controlled for SS reasons
List of Items Controlled
Unit: Barrels/Liters
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1C981 Crude petroleum including reconstituted crude petroleum, tar
sands & crude shale oil listed in Supplement No. 1 to part 754 of the
EAR.
License Requirements
Reason for Control: SS
Control(s): SS applies to entire entry. For licensing requirements
(and possible License Exceptions) proceed directly to part 754 of
the EAR. The Commerce Country Chart is not designed to determine
licensing requirements for items controlled for SS reasons
List of Items Controlled
Unit: Barrels/Liters
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1C982 Other petroleum products listed in Supplement No. 1 to part 754
of the EAR that were produced or derived from the Naval Petroleum
Reserves (NPR) or became available for export as a result of an
exchange of any NPR produced or derived commodities.
License Requirements
Reason for Control: SS
Control(s): SS applies to entire entry. For licensing requirements
(and possible License Exceptions) proceed directly to part 754 of
the EAR. The Commerce Country Chart is not designed to determine
licensing requirements for items controlled for SS reasons
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1C983 Natural gas liquids and other natural gas derivatives listed in
Supplement No. 1 to part 754 of the EAR that were produced or derived
from the Naval Petroleum Reserves (NPR) or became available for export
as a result of an exchange of any NPR produced or derived commodities.
License Requirements
Reason for Control: SS
Control(s): SS applies to entire entry. For licensing requirements
(and possible License Exceptions) proceed directly to part 754 of
the EAR. The Commerce Country Chart is not designed to determine
licensing requirements for items controlled for SS reasons.
List of Items Controlled
Unit: Barrels/Liters
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1C984 Manufactured gas and synthetic natural gas (except when
commingled with natural gas and thus subject to export authorization
from the Department of Energy) listed in Supplement No. 1 to part 754
of the EAR that were produced or derived from the Naval Petroleum
Reserves (NPR) or became available for export as a result of an
exchange of any NPR produced or derived commodities.
License Requirements
Reason for Control: SS
Control(s): SS applies to entire entry. For licensing requirements
(and possible License Exceptions) proceed directly to part 754 of
the EAR. The Commerce Country Chart is not designed to determine
licensing requirements for items controlled for SS reasons
List of Items Controlled
Unit: Millions of cubic feet
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1C988 Western red cedar (thuja plicata), logs and timber, and rough,
dressed and worked lumber containing wane listed in Supplement No. 2 to
part 754 of the EAR.
License Requirements
Reason for Control: SS
Control(s): SS applies to entire entry. For licensing requirements
(and possible License Exceptions) proceed directly to part 754 of
the EAR. The Commerce Country Chart is not designed to determine
licensing requirements for items controlled for SS reasons
List of Items Controlled
Unit: Million board feet scribner
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1C990 Fibrous and filamentary materials, not controlled by 1C010 or
1C210, for use in ``composite'' structures and with a specific modulus
of 3.18 x 10 \6\ m or greater and a specific tensile strength of
7.62 x 10 \4\ m or greater.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1C991 Vaccines containing items controlled by ECCNs 1C351, 1C352,
1C353, and 1C354; and immunotoxins.
License Requirements
[[Page 2481]]
Reason for Control: AT
AT applies to entire entry. A license is required for items
controlled by this entry to Cuba, Iran, Libya and North Korea. The
Commerce Country Chart is not designed to determine licensing
requirements for this entry. See part 746 of the EAR for additional
information
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: For the purpose of this entry ``immunotoxin''
is defined as an antibody-toxin conjugate intended to destroy
specific target cells (e.g., tumor cells) that bear antigens
homologous to the antibody
Items: The list of items controlled is contained in the ECCN heading
1C992 Oil well perforators.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Materials in number
Related Controls: N/A
Related Definitions: N/A
Items: a. Shaped charges specially designed for oil well operations,
utilizing one charge functioning along a single axis, that upon
detonation produce a hole, and:
a.1. Contain any formulation of RDX, PYX, PETN, HNS, or HMX; and
a.2. Have only a uniformly shaped conical liner with an included
angle of 90 degrees or less; and
a.3. Have a total explosive mass of no more than 90 grams; and
a.4. Have a diameter not exceeding three inches.
b. Reserved.
1C995 Mixtures containing precursor and intermediate chemicals used in
the ``production'' of chemical warfare agents that are not controlled
by ECCN 1C350.
License Requirements
Reason for Control: AT
AT applies to entire entry. A license is required for items
controlled by this entry to Cuba, Iran, Libya and North Korea. The
Commerce Country Chart is not designed to determine licensing
requirements for this entry. See part 746 of the EAR for additional
information
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definition: For calculation of de minimis quantities of
controlled chemicals in mixtures, see the License Requirements Notes
2 and 3 under ECCN 1C350 and Sec. 770.4 of the EAR
Items: The list of items controlled is contained in the ECCN heading
D. Software
1D001 ``Software'' specially designed or modified for the
``development'', ``production'' or ``use'' of equipment controlled by
1B001 to 1B003.
License Requirements
Reason for Control: NS, MT, NP, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to ``software'' for the MT Column 1
``development'', ``production'', or
``use'' of items controlled by 1B001
for MT reasons.
NP applies to ``software'' for the NP Column 1
``development'', ``production'' or
``use'' of items controlled by 1B001
for NP reasons.
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: Yes, except N/A for MT
TSR: Yes, except N/A for MT
List of Items Controlled
Unit: $ value
Related Controls: See also 1D101 and 1D102
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1D002 ``Software'' for the ``development'' of organic ``matrix'',
metal ``matrix'' or carbon ``matrix'' laminates or ``composites''.
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to ``software'' specially MT Column 1
designed or modified for the
``development'' of ``composites''
controlled by 1A, 1B or 1C entries for
MT reasons.
AT applies to entire entry............. AT Column 1
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under Exceptions.
License Exceptions
CIV: Yes, except N/A for MT
TSR: Yes, except N/A for MT
List of Items Controlled
Unit: $ value
Related Controls: ``Software'' for items controlled by 1A102 are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls (see 22 CFR part 121).
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1D018 ``Software'' specially designed or modified for the
``development'', ``production'', or ``use'' of items controlled by
1B018.
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to ``software'' for the MT Column 1
``development'', ``production'', or
``use'' of items controlled by 1B018
for MT reasons.
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1D101 ``Software'' specially designed for the ``use'' of goods
controlled by 1B101.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1D102 Other ``software'' not controlled by 1D001, 1D002, and 1D103,
specially designed for the ``development'', ``production'' or ``use''
of items controlled by 1A, 1B, and 1C for MT reasons.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
[[Page 2482]]
1D103 ``Software'' specially designed for analysis of reduced
observables such as radar reflectivity, ultraviolet/infrared signatures
and acoustic signatures.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1D201 ``Software'' specially designed for the ``use'' of goods
controlled by 1B201.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1D390 ``Software'' for process control that is specifically configured
to control or initiate ``production'' of chemicals controlled by 1C350.
License Requirements
Reason for Control: CB, AT
Control(s) Country Chart
CB applies to entire entry............. NP Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
1D993 ``Software'' specially designed for the ``development'',
``production'', or ``use'' of equipment or materials controlled by
1C210.b, 1C990, or 1C994.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
E. Technology
1E001 ``Technology'' according to the General Technology Note for the
``development'' or ``production'' of items controlled by 1A001.b,
1A001.c, 1A002, 1A003, 1A004, 1A005, 1A102, 1B or 1C (except 1C980 to
1C984, 1C988, 1C990, 1C991, 1C992, 1C994 and 1C995).
License Requirements
Reason for Control: NS, MT, NP, CB, AT
Control(s) Country Chart
NS applies to ``technology'' for items NS Column 1
controlled by 1A001.b and .c, 1A002,
1A003, 1B001 to 1B003, 1B018, 1B225,
1C001 to 1C010, 1C018, 1C230, 1C231,
1C233, or 1C234.
MT applies to ``technology'' 1 for MT Column 1
items controlled by 1B001, 1B101,
1B115, 1B116, 1C001, 1C007, 1C101,
1C107, 1C011, 1C111, 1C116, or 1C117
for MT reasons.
NP applies to ``technology'' for items NP Column 1
controlled by 1A002, 1B001, 1B101,
1B201, 1B225 to 1B232, 1C001, 1C010,
1C202, 1C210, 1C216, 1C225 to 1C234,
1C236 to 1C238 for NP reasons.
CB applies to ``technology'' for items CB Column 1
controlled by 1C351, 1C352, 1C353, or
1C354.
CB applies to ``technology'' for CB Column 2
materials controlled by 1C350.
AT applies to entire entry............. AT Column 1
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: Yes, except for MT and for exports and reexports to
destinations outside of Austria, Belgium, Canada, Denmark, Finland,
France, Germany, Greece, Ireland, Italy, Luxembourg, the
Netherlands, Portugal, Spain, Sweden, or the United Kingdom of
``technology'' for items controlled by 1C001 or 1C012; or 1A002.a,
having an organic ``matrix'' and made from materials listed under
1C010.c or 1C010.d.
List of Items Controlled
Unit: N/A
Related Controls: (1) See also 1E101 and 1E210. (2) ``Technology''
for items controlled by 1C235 are subject to the export licensing
authority of the Department of Energy (see 10 CFR part 810). (3)
``Technology'' for items described in 1C012 are subject to the
export licensing authority of the Nuclear Regulatory Commission (see
10 CFR part 110). (4) ``Technology'' for items controlled by 1A102
are subject to the export licensing authority of the U.S. Department
of State, Office of Defense Trade Controls (see 22 CFR part 121).
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1E002 Other ``technology'', as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to 1E002.e.................. MT Column 1
AT applies to entire entry............. AT Column 1
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: Yes, except for 1E002.e
List of Items Controlled
Unit: N/A
Related Controls: See also 1E102, 1E202, and 1E101 for
``technology'' related to 1E002.e
Related Definitions: N/A
Items: a. ``Technology'' for the ``development'' or ``production''
of polybenzothiazoles or polybenzoxazoles;
b. ``Technology'' for the ``development'' or ``production'' of
fluoroelastomer compounds containing at least one vinylether
monomer;
c. ``Technology'' for the design or ``production'' of the
following base materials or non-``composite'' ceramic materials:
c.1. Base materials having all of the following characteristics:
c.1.a. Any of the following compositions:
c.1.a.1. Single or complex oxides of zirconium and complex
oxides of silicon or aluminum;
c.1.a.2. Single nitrides of boron (cubic crystalline forms);
c.1.a.3. Single or complex carbides of silicon or boron; or
c.1.a.4. Single or complex nitrides of silicon;
c.1.b. Total metallic impurities, excluding intentional
additions, of less than:
c.1.b.1. 1,000 ppm for single oxides or carbides; or
c.1.b.2. 5,000 ppm for complex compounds or single nitrides; and
c.1.c. Having any of the following:
c.1.c.1. Average particle size equal to or less than 5
<greek-m>m and no more than 10% of the particles larger than 10
<greek-m>m; or
Note: For zirconia, these limits are 1 <greek-m>m and 5
<greek-m>m respectively.
c.1.c.2. Having all of the following:
c.1.c.2.a. Platelets with a length to thickness ratio exceeding
5;
[[Page 2483]]
c.1.c.2.b. Whiskers with a length to diameter ratio exceeding 10
for diameters less than 2 <greek-m>m; and
c.1.c.2.c. Continuous or chopped fibers less than 10 <greek-m>m
in diameter;
c.2. Non-``composite'' ceramic materials composed of the
materials described in 1E002.c.1;
Note: 1E002.c.2 does not control technology for the design or
production of abrasives.
d. ``Technology'' for the ``production'' of aromatic polyamide
fibers;
e. ``Technology'' for the installation, maintenance or repair of
materials controlled by 1C001;
f. ``Technology'' for the repair of ``composite'' structures,
laminates or materials controlled by 1A002, 1C007.c or 1C007.d.
Note: 1E002.f does not control ``technology'' for the repair of
``civil aircraft'' structures using carbon ``fibrous or filamentary
materials'' and epoxy resins, contained in aircraft manufacturers'
manuals.
1E101 ``Technology'' according to the General Technology Note for the
``use'' of goods controlled by 1A102, 1B001, 1B101, 1B115, 1B116,
1C001, 1C007, 1C011, 1C101, 1C107, 1C111, 1C116, 1C117, 1D101 or 1D103.
License Requirements
Reason for Control: MT, NP, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
NP applies to 1B001.a and 1B101........ NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: ``Technology'' for items controlled by 1A102 are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls (see 22 CFR part 121).
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1E102 ``Technology'' according to the General Technology Note for the
``development'' of ``software'' controlled by 1D001, 1D101 or 1D103.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1E103 ``Technical data'' (including processing conditions) for the
regulation of temperature, pressure or atmosphere in autoclaves or
hydroclaves, when used for the ``production'' of ``composites'' or
partially processed ``composites''.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: See also 1E203
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1E104 ``Technology'' relating to the ``production'' of pyrolitically
derived materials formed on a mold, mandrel or other substrate from
precursor gases which decompose in the 1,573 K (1,300 deg. C) to 3,173
K (2,900 deg. C) temperature range at pressures of 130 Pa to 20 kPa.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: This entry includes ``technology'' for the
composition of precursor gases, flow-rates and process control
schedules and parameters.
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1E201 ``Technology'' according to the General Technology Note for the
``use'' of goods controlled by 1A002, 1A202, 1A225 to 1A227, 1B201,
1B225 to 1B233, 1C002.a.2.c or .d, 1C010.b, 1C202, 1C210, 1C216, 1C225
to 1C240 or 1D201.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1E202 ``Technology'' according to the General Technology Note for the
``development'' or ``production'' of goods controlled by 1A202 or 1A225
to 1A227.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1E203 ``Technology'' according to the General Technology Note for the
``development'' of ``software'' controlled by 1D201.
License Requirements
Reason for Control: NP, AT
Control(s) Country Chart
NP applies to entire entry............. NP Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1E350 ``Technology'' according to the ``General Technology Note'' for
facilities designed or intended to produce chemicals controlled by
1C350.
License Requirements
Reason for Control: CB, AT
Control(s) Country Chart
CB applies to entire entry............. CB Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
[[Page 2484]]
1E351 ``Technology'' according to the ``General Technology Note'' for
the disposal of chemicals or microbiological materials controlled by
1C350, 1C351, 1C352, 1C353, or 1C354.
License Requirements
Reason for Control: CB, AT
Control(s) Country Chart
CB applies to ``technology'' for the CB Column 1
disposal of items controlled by 1C351,
1C352, 1C353, or 1C354.
CB applies to ``technology'' for the CB Column 2
disposal of items controlled by 1C350.
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
1E994 ``Technology'' for the ``development'', ``production'', or
``use'' of fibrous and filamentary materials controlled by 1C990 or
fluorocarbon electronic cooling fluids controlled by 1C994.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
EAR99 Items subject to the EAR that are not elsewhere controlled by
this CCL Category or in any other category in the CCL are designated by
the number EAR99.